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Can a company be registered in Australia but not authorised to give financial advice?

Yes. Company registration and permission to provide regulated financial services are different matters.

The short answer

Yes. Company registration and permission to provide regulated financial services are different matters.

ASIC maintains a separate register for Australian companies and professional registers for AFS licence holders and financial representatives. Even a firm with an AFS licence may have authority limited to certain products or services.

What to do next

Check the ABN or ACN, AFS licence and relevant individual’s status separately instead of relying on a business-registration certificate.

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Relevant official website

ASIC

This official website is a relevant starting point for this question. Product access or eligibility depends on where you live and the provider's own requirements.

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Questions people ask

What is the recommended option for can a company be registered in Australia but not authorised to give financial advice?

Yes. Company registration and permission to provide regulated financial services are different matters.

What eligibility limits should be checked for can a company be registered in Australia but not authorised to give financial advice?

Yes. This page describes the rule or example for Australia. The contract, residence and tax rules in another jurisdiction can differ.

Primary source

Our answer is based on guidance published by ASIC professional registers.

Read the original guidance ↗

This article explains the published general rule or provider example. It does not establish personal eligibility, a guaranteed allocation or an individual tax outcome.

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